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Compliance

SOP Intelligence for Banks

A clean, governed SOP library — with AI-assisted review and employee access.

CollabPoint's SOP Intelligence Accelerator organizes a defined set of procedures in Microsoft SharePoint and applies an AI-assisted first-pass review — producing structured findings and management reporting in a single, bounded engagement. No large transformation program required, and the same pattern scales bank-wide when you're ready.

Fixed-fee accelerator⏱ Weeks, not monthsOne business area · up to 25 SOPsRemote delivery
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The problem

Your SOP library has a hidden risk problem

Employees are already leaning on procedures that may be outdated, duplicated, or superseded — and an AI assistant is only as reliable as the content behind it. Without a clean, authoritative SOP library, AI answers become a liability, not an asset.

Staff can't find the authoritative version

Outdated, duplicate, and superseded documents sit alongside current content, with no reliable way to identify the version of record.

Governance metadata is missing

Ownership, approval dates, and review dates are absent or inconsistent — making it impossible to demonstrate regulatory currency.

Management has no consolidated view

There's no single reporting layer showing procedure currency, overdue reviews, or remediation priorities across the business area.

AI can't compensate for a dirty library

An AI assistant grounded in unreviewed content will confidently surface the wrong procedure. Clean the library first, then let AI help.

What the bank receives

A focused, fixed-scope accelerator — not a transformation program

One business area, up to 25 SOPs, organized in SharePoint and screened with an AI-assisted health review — delivered remotely in a single bounded engagement.

Centralized SOP library

A structured SharePoint document library for every in-scope procedure — organized, permissioned, and ready for use.

AI-assisted review

Consistent screening against an agreed procedure-health checklist, applied across every document in scope.

Findings & reporting

A prioritized findings register and an executive summary of recurring issues — ready for management action.

Employee SOP agent

A SharePoint agent configured against the approved, cleaned library — giving staff reliable, governed answers.

Repeatable foundation

A metadata schema, review criteria, and delivery pattern ready to expand the program department-by-department, bank-wide.

Methodology

Five-stage remote delivery

Most engagements move from kickoff to executive readout in weeks, not months. AI assists — your team decides: every AI finding is a review candidate that your designated reviewers validate.

01

Confirm

· Kickoff and lock the scope.Week 1
Activities
  • Kickoff and confirm the pilot business area and up to 25 SOPs
  • Agree the procedure-health review checklist
  • Identify library owners and the security approach
02

Organize

· Build the SharePoint structure.Weeks 1–2
Activities
  • Load in-scope documents into a structured SharePoint library
  • Apply the metadata schema, views, status fields, and permissions
  • Resolve duplicates and identify the authoritative working set
03

Analyze

· Run the AI-assisted health review — findings for human validation.Weeks 2–3
What the AI reviews
  • Document governance — owner, approval status, effective date, next review date
  • Procedure structure — purpose, scope, roles, steps, exceptions, escalation, training
  • Currency indicators — expired dates, retired systems, old forms, superseded documents
  • Control evidence — approvals, logs, reconciliations, and quality checks
  • Agent readiness — content is authoritative, readable, and appropriately permissioned
Then
  • Normalize findings and prepare management reporting for human validation
04

Enable

· Stand up the employee SOP agent.Week 3
Activities
  • Configure the SharePoint agent against the approved, cleaned library
  • Test representative employee questions for reliable, governed answers
05

Transfer

· Hand off and enable the team.Weeks 3–4
Deliverables
  • Findings register and executive summary report
  • Expansion roadmap and admin guide
  • Enablement session for owners and reviewers
Project timeline

Kickoff to executive readout in weeks

A remote, rapid engagement — most banks move from kickoff to an executive readout in weeks, not months.

Week 1
Confirm
Kickoff, scope, review checklist
Weeks 1–2
Organize
Library, metadata, de-duplication
Weeks 2–3
Analyze
AI review, findings, reporting
Week 3
Enable
SharePoint agent + testing
Weeks 3–4
Transfer
Report, roadmap, enablement
Engagement

One fixed-fee, all-in accelerator

The fixed fee covers discovery, configuration, AI review, reporting, agent setup, testing, and handoff. Optional follow-ons — additional SOPs, additional departmental agents, quarterly SOP-intelligence reviews, remediation and rewriting, or a Power BI reporting dashboard — extend the program once the pilot proves out. We'll confirm scope and pricing on a short call.

25 SOPs

one business area, screened and organized in a single bounded engagement.

Weeks

from kickoff to executive readout — remote delivery, not a months-long program.

All-in

one engagement covering discovery, configuration, AI review, reporting, agent setup, testing, and handoff.

Scope & assumptions

Clear boundaries, set up front

Out of scope

  • Microsoft licensing — M365, SharePoint, Copilot, and Azure are the customer's responsibility
  • SOP remediation and rewriting (scoped after findings validation)
  • Expanded reporting / Power BI dashboards (scoped to requirements)
  • Travel — remote delivery assumed; approved travel arranged separately only if requested

Key assumptions

  • One pilot business area with active users and identifiable content owners — e.g. Branch, Deposit, or Lending Operations, or BSA/AML
  • Up to 25 SOPs in scope for the fixed engagement
  • Microsoft 365 / SharePoint is in place (E3, E5, Business Standard/Premium, or SharePoint Online Plan 1/2)
  • An executive sponsor, procedure owner, SharePoint admin, and compliance reviewer are designated
  • AI findings are review candidates, not compliance determinations — the bank validates every finding

Clean, governed SOPs — weeks away, not months

Book a 30-minute intro call and we'll confirm your pilot business area and scope the engagement.

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